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コンプライアンスの整備・運用と取締役の注意義務
http://hdl.handle.net/10069/29189
http://hdl.handle.net/10069/291896a217ea4-26ab-48e8-9a8f-27ddd6de7a42
名前 / ファイル | ライセンス | アクション |
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keieikeizai80_04_01.pdf (1.4 MB)
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Item type | 紀要論文 / Departmental Bulletin Paper(1) | |||||
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公開日 | 2012-09-06 | |||||
タイトル | ||||||
タイトル | コンプライアンスの整備・運用と取締役の注意義務 | |||||
言語 | ||||||
言語 | jpn | |||||
資源タイプ | ||||||
資源タイプ識別子 | http://purl.org/coar/resource_type/c_6501 | |||||
資源タイプ | departmental bulletin paper | |||||
著者 |
川口, 幸美
× 川口, 幸美× 尾関, 幸美 |
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著者別名 | ||||||
姓名 | Kawaguchi, Yukimi | |||||
その他のタイトル | ||||||
その他のタイトル | The Administration of the Compliance System and the Director's Duty Care | |||||
抄録 | ||||||
内容記述タイプ | Abstract | |||||
内容記述 | This article deals with the administration of the compliance system and the director's duty of care. Within the past few years, most Japanese companies began to pay attention to conducting business according to the relevant rules and ethics code. This change came about after a series of scandals came out in the 1990's. The problem basically relates to the board's monitoring function and the director's duty of care (in particular duty to monitor). How should the board execute its responsibility for securing the company's compliance? What is an appropriate legal framework? It is also thought that the administration of a well-functioning compliance system is a part of the responsibility for internal control by the board in the U.S. These issues on the compliance system are discussed in this article in reference to the U.S.A. At first (Part 2), I will survey some U. S. legal sources, for example, the Foreign Corrupt Practice Act of 1977, section 13 (b)(2) of the Securities and Exchange Act of 1934 and the Federal Sentencing Guidelines of 1991. Part 3 will follow the developments and discussion of internal control by the board; the meaning, design, elements, and responsibility for administration of internal control. Finally (Part 4) , I will discuss the legal framework of the board's responsibility and the director's duty of care for executing compliance in Japan. | |||||
書誌情報 |
経営と経済 en : Journal of Business and Economics 巻 80, 号 4, p. 1-30, 発行日 2001-03-23 |
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ISSN | ||||||
収録物識別子タイプ | ISSN | |||||
収録物識別子 | 02869101 | |||||
書誌レコードID | ||||||
収録物識別子タイプ | NCID | |||||
収録物識別子 | AN00069150 | |||||
著者版フラグ | ||||||
出版タイプ | VoR | |||||
出版タイプResource | http://purl.org/coar/version/c_970fb48d4fbd8a85 | |||||
論文ID(NAID) | ||||||
関連タイプ | isIdenticalTo | |||||
識別子タイプ | NAID | |||||
関連識別子 | 110000181501 | |||||
出版者 | ||||||
出版者 | 長崎大学経済学会 | |||||
sortkey | ||||||
1 | ||||||
引用 | ||||||
内容記述タイプ | Other | |||||
内容記述 | 経営と経済, 80(4), pp.1-30; 2001 |